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RIA / WealthAdvisor9 years in industry

Clayton Millen

Advisor at FISHER INVESTMENTS

Georgetown, KY | PLANO, TX

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Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2018 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 29, 2017
First registration: Jan 3, 2018
Dual registered: no
Other names: Clayton David Millen|Clayton Millen|Clayton Miller
IAPD individual key: 6868113

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Sep 17, 2026	n/a	yes	Georgetown, KY\|PLANO, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 6, 2023	Sep 9, 2026	no	LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|NICHOLASVILLE, KY	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 28, 2023	Jun 16, 2023	no	Lexington, KY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 29, 2022	Mar 18, 2023	no	LEXINGTON, KY	Previous registration
EDWARD JONES	National bd RIA	Jan 3, 2018	Apr 25, 2022	no	Arden, NC\|ST LOUIS, MO\|ASHEVILLE, NC\|Wilmington, NC\|ASHEVILLE, NC\|ST LOUIS, MO\|Lexington, KY\|ST LOUIS, MO\|Lexington, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	FISHER INVESTMENTS	Sep 9, 2026	Sep 17, 2026	8	Firm change	Wirehouse to RIA
ALLSTATE FINANCIAL ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Jun 16, 2023	Jul 6, 2023	20	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Mar 18, 2023	Mar 28, 2023	10	Firm change	Wirehouse to ibd
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Apr 25, 2022	Jul 29, 2022	95	Firm change	Ibd to wirehouse

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 9, 2026
Advisor changed firm
Clayton Millen left J.P. Morgan Securities LLC for Fisher Investments (registered 2026-09-17)
Form ADVobserved 2 days ago

Show 1 bookkeeping events

Occurred
Sep 17, 2026
Clayton Millen registered as an investment adviser representative at Fisher Investments