This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0

Regulatory AUM

$563MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$563M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

7

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

Private funds

2Schedule D 7.B(1)

SEC number

801-64668

CRD

136106

Filings on the tape

17

First filed

Mar 28, 2012

Latest filed

Mar 18, 2026

Organised

Limited Partnership, DE

• Occurred

  Mar 11, 2022
  Regulatory AUM changed

  Stieven Capital Advisors, L.P. reported RAUM $833.5M, up 33% from $625.6M (2021-03-12 to 2022-03-11)

  Form ADVobserved 6 days ago
  $208M
• Occurred

  Mar 13, 2020
  Control person left

  Mark Daniel Ellefson (Managing Director) no longer on Schedule A of Stieven Capital Advisors, L.P. (listed 2019-03-19, absent 2020-03-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d5cbd35-00b1-9dd8-1ead-5aa8b5aa68ed

First observed

Mar 28, 2012

Last observed

Mar 18, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.