DFX Intelligence

M•••••• S•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M•••••• S•••• T•••••••

Advisor at P••••• F•••••••• A•••••••

FORT WAYNE, IN | S••••SDALE, AZ

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Search this name across graphsid dfx:ria:7d5fe73c-40c1-7416-4fbf-c0bf494b86be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jun 3, 2021	n/a	yes	FORT WAYNE, IN\|S••••SDALE, AZ	Current employment
P••••• F•••••••• A•••••••	State registered	Oct 14, 1998	n/a	yes	FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jun 7, 2021	Jun 3, 2021	-4	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:20804:IN:2021-06-07	Jun 7, 2021	Jun 3, 2021	FT WAYNE, IN	Firm change

Relationships

Registered with (3)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ P••••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 14, 1998 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 2, 2007 to Jun 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d5fe73c-40c1-7416-4fbf-c0bf494b86be
First observed: Jul 2, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.