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C•••• D•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••• D•••••• S••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:7d6342a7-fa0a-b09c-ea6d-73acd4242b07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 15, 2025	n/a	yes	LAS VEGAS, NV\|SAN DIEGO, CA	Current employment
X• A•••••••• L••	I•••••••••_WEALTH	Mar 27, 2024	Oct 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
X• A•••••••• L••	L•• F•••••••• L••	Oct 16, 2025	Oct 15, 2025	-1	Firm change	RIA to ibd
I••••••••• F•••••••• G••••• L••	X• A•••••••• L••	Oct 15, 2025

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ X• A•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2024 to Oct 16, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 31, 2012 to Oct 15, 2025factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Oct 16, 2025
Advisor changed firm
C•••• D•••••• S•••••• left X• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-10-15)
Form ADVobserved 7 days ago
Occurred
Oct 15, 2025
Advisor changed firm
C•••• D•••••• S•••••• left I••••••••• F•••••••• G••••• L•• for X• A•••••••• L•• (registered 2024-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d6342a7-fa0a-b09c-ea6d-73acd4242b07
First observed: Oct 11, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.