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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BEACON WEALTHCARE, INC.

CRD 108103

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d69f455-5470-142f-709f-eba3a76f1dce

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2012 to Sep 9, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $192MItem 5.F on the latest filing (2020-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $192MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 791
Individual clients: 738
High net worth clients: 53
Custody, client assets: $39.1M
SEC number: 801-112578
CRD: 108103
Filings on the tape: 12
First filed: Feb 15, 2012
Latest filed: Sep 9, 2020
Organised: Corporation, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BASS, SAMUEL, QUINCY	PRESIDENT AND DIRECTOR	E	yes	03/1998	Feb 15, 2012	Sep 9, 2020
HALL, PATRICIA, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2000	Feb 15, 2012	Sep 9, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 7, 2020	$168M	$164M	5	4	0	n/a	n/a
2018	Jan 25, 2019	$139M	$134M	6	4	0	n/a	n/a
2011	Feb 16, 2012	$36.5M	$34.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$192M	$139M	38.4%	n/a	n/a	5	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BEACON WEALTHCARE LLC	3	Feb 17, 2021	Feb 18, 2021	RALEIGH, NC	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← BASS, SAMUEL, QUINCYOwnerPRESIDENT AND DIRECTOR, ownership code E, individual
Feb 15, 2012 to presentfactForm ADV
← HALL, PATRICIA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV

Moved with (1)

→ BEACON WEALTHCARE LLCRegistered adviser3 advisors, firm absorbed, same day
Feb 17, 2021 to Feb 18, 2021factForm ADV

Registered with (3)

← GEOFFREY ALLAN HALLAdvisorregistration: previous registration
Mar 26, 2012 to Feb 17, 2021factForm ADV
← RYAN THOMAS SMITHAdvisorregistration: previous registration
Feb 3, 2018 to Feb 17, 2021factForm ADV
← JARED B KORVERAdvisorregistration: previous registration
Aug 5, 2014 to Feb 17, 2021factForm ADV

Dated events

Occurred
Feb 6, 2018
First Form ADV filing
Beacon Wealthcare, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d69f455-5470-142f-709f-eba3a76f1dce
First observed: Feb 15, 2012
Last observed: Sep 9, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEACON WEALTHCARE, INC.

CRD 108103

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d69f455-5470-142f-709f-eba3a76f1dce

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BASS, SAMUEL, QUINCY

PRESIDENT AND DIRECTOR

yes

03/1998

Feb 15, 2012

Sep 9, 2020

HALL, PATRICIA, ANN

CHIEF COMPLIANCE OFFICER

yes

04/2000

Feb 15, 2012

Sep 9, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 7, 2020

$168M

$164M

n/a

2018

Jan 25, 2019

$139M

$134M

n/a

2011

Feb 16, 2012

$36.5M

$34.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$192M

$139M

38.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BEACON WEALTHCARE LLC

Feb 17, 2021

Feb 18, 2021

RALEIGH, NC

Firm absorbed

RIA to RIA

100.0%