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M•••••• J••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• J••• A••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

LOMBARD, IL

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Search this name across graphsid dfx:ria:7d6d45b6-985d-3200-b152-1167b455622c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 31, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Sep 21, 2023	n/a	yes	LOMBARD, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 12, 2022	Jul 12, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jul 12, 2023	Sep 21, 2023	71	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Oct 25, 2022

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2022 to Jul 12, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 31, 2022 to Oct 25, 2022factForm ADV

Dated events

Occurred
Jul 12, 2023
Advisor changed firm
M•••••• J••• A•••••• left L•• F•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-09-21)
Form ADVobserved 6 days ago
Occurred
Oct 25, 2022
Advisor changed firm
M•••••• J••• A•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2022-12-12)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2022
Advisor changed firm
M•••••• J••• A•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-05-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d6d45b6-985d-3200-b152-1167b455622c
First observed: Jan 31, 2022
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.