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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

LORELLE KAYE FARBER

Advisor at OSAIC WEALTH, INC.

Ocean Shores, WA | ISSAQUAH, WA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 27, 1989
First registration: Feb 9, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1375237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Ocean Shores, WA\|ISSAQUAH, WA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 24, 2019	Jan 19, 2024	no	ISSAQUAH, WA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jun 29, 2009	Jan 25, 2019	no	BELLEVUE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 23, 2009	no	SEATTLE, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 9, 2000	Jun 1, 2009	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	WOODBURY FINANCIAL SERVICES, INC.	Jan 25, 2019	Jan 24, 2019	-1	Firm change	Ibd to ibd
MORGAN STANLEY	HORNOR, TOWNSEND & KENT, LLC	Jun 23, 2009	Jun 29, 2009	6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2019 to Jan 19, 2024factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jun 29, 2009 to Jan 25, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 9, 2000 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.