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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 20, 2009 | n/a | yes | DALLAS, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 14, 2006 | May 13, 2009 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 13, 2009 | May 20, 2009 | 7 | Firm change | Other |