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O•••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

O•••••• E•••••

Advisor at S••• C•••••• W••••• M••••••••• L••

LADERA RANCH, CA

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Search this name across graphsid dfx:ria:7d7a78de-7da9-a462-bb90-a9bf19d9a567

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• C•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••• C•••••• W••••• M••••••••• L••	State registered	Sep 3, 2020	n/a	yes	LADERA RANCH, CA	Current employment
M••••• S••••••	Wirehouse	May 25, 2018	Jul 30, 2020	no	SOUTH JORDAN, UT\|Tampa, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••• C•••••• W••••• M••••••••• L••	Jul 30, 2020	Sep 3, 2020	35	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ S••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 3, 2020 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 25, 2018 to Jul 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d7a78de-7da9-a462-bb90-a9bf19d9a567
First observed: May 25, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.