DFX Intelligence

C•••••• B•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C•••••• B•••• R•••••

Advisor at C•••••• S••••• • C••• I•••

Portsmouth, NH | Bedford, NH

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Search this name across graphsid dfx:ria:7d7b26cf-2fbe-d9e9-5273-a7b027fb0f38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 5, 2008	n/a	yes	Portsmouth, NH\|Bedford, NH	Current employment
S••••••• C•••••• M•••••••••	Former SEC adviser	Mar 23, 2006	Dec 13, 2006	no	PORTSMOUTH, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• C•••••• M•••••••••	C•••••• S••••• • C••• I•••	Dec 13, 2006	Feb 5, 2008	419	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 5, 2008 to presentfactForm ADV
→ S••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 23, 2006 to Dec 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d7b26cf-2fbe-d9e9-5273-a7b027fb0f38
First observed: Mar 23, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.