DFX Intelligence

Data Factory

S•••• W••••• A••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••• W••••• A••••••• G••••• L••

CRD 130631

MECHANICSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d7dcfe3-ed5e-9967-9029-5298842b5742

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Apr 27, 2026 to Apr 27, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $38.1MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.1M
Private client RAUM: $32.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• A•••• S••••	n/a	MECHANICSBURG, PA	14	28	3	no
P••• C•••••• V••••••	n/a	MECHANICSBURG, PA	14	46

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••••• W••••• M••••••••• G••••	2	Apr 17, 2026	Mar 4, 2026	MECHANICSBURG, PA	Team lift out	Other	40.0%

Relationships

Registered with (7)

← D•••• M•••••• R•••Advisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← P••• C•••••• V••••••Advisorregistration: current employment
Jul 30, 2012 to presentfactForm ADV
← M•••••• A•••• S••••Advisorregistration: previous registration
Jun 9, 2009 to Dec 31, 2010factForm ADV
← MARC EDWARD B•••••

Dated events

Occurred
Apr 17, 2026
Team lift-out
2 advisors left S•••• W••••• A••••••• G••••• L•• (Mechanicsburg, PA) for B••••• W••••• M••••••••• G•••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Apr 17, 2026
Advisor changed firm
Jared Edward Bowman left S•••• W••••• A••••••• G••••• L•• for B••••• W••••• M••••••••• G•••• (registered 2026-03-04)
Form ADVobserved 7 days ago
Occurred
Apr 17, 2026
Advisor changed firm
Marc Edward Bowman left S•••• W••••• A••••••• G••••• L•• for B••••• W••••• M••••••••• G•••• (registered 2026-03-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d7dcfe3-ed5e-9967-9029-5298842b5742
First observed: Apr 27, 2026
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.