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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LINDEN GLOBAL STRATEGIES LLC

CRD 159667

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d9098e6-d08f-eea6-ba74-23bd387e9515

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Dec 15, 2011 to Mar 6, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $855M
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 288
Individual clients: 0
High net worth clients: 172
SEC number: 801-72979
CRD: 159667
Filings on the tape: 26
First filed: Dec 15, 2011
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, DE
Website: lgsllc.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LINDEN, JOSEPHINE	MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER	E	yes	02/2011	Mar 6, 2026	Mar 6, 2026
KANTER, MICHAEL, I	CHIEF FINANCIAL OFFICER	Na	no	09/2012	Mar 6, 2026	Mar 6, 2026
NOVAK, PETER	CHIEF INVESTMENT OFFICER	Na	no	01/2018	Mar 6, 2026	Mar 6, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$1.6B	$855M	8	5	0	n/a	n/a
2024	Feb 28, 2025	$1.3B	$791M	7	4	0	n/a	n/a
2023	Feb 29, 2024	$747M	$655M	7	4	0	n/a	n/a
2022	Mar 13, 2023	$687M	$608M	7	4	0	n/a	n/a
2021	Mar 21, 2022	$812M	$704M	7	4	0	n/a	n/a
2020	Mar 23, 2021	$742M	$550M	7	4	0	n/a	n/a
2019	Feb 18, 2020	$562M	$421M	7	4	0	n/a	n/a
2018	Mar 19, 2019	$605M	$536M	7	4	0	n/a	n/a
2017	Feb 21, 2018	$4.1B	$600M	7	4	0	n/a	n/a
2016	Mar 18, 2017	$5.2B	$848M	7	4	n/a	n/a	n/a
2015	Mar 29, 2016	$3.1B	$422M	7	4	n/a	n/a	n/a
2014	Mar 24, 2015	$3.2B	$305M	7	4	n/a	n/a	n/a
2013	Mar 14, 2014	$3.0B	$221M	6	3	n/a	n/a	n/a
2012	Mar 25, 2013	$3.6B	$156M	6	2	n/a	n/a	n/a
2011	Mar 13, 2012	$2.6B	$102M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.3B	22.3%	$687M	32.6%	8	7	0	0

Relationships

Controls (1)

← LINDEN, JOSEPHINEOwnerMANAGING MEMBER/ CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 15, 2011 to Feb 29, 2024factForm ADV

Owns (2)

← KANTER, MICHAEL, IOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 25, 2013 to Feb 29, 2024factForm ADV
← NOVAK, PETEROwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 21, 2022 to Feb 29, 2024factForm ADV

Dated events

Occurred
Feb 28, 2025
Regulatory AUM changed
Linden Global Strategies Llc reported RAUM $1.3B, up 76% from $746.7M (2024-02-29 to 2025-02-28)
Form ADVobserved 5 days ago
$564M
Occurred
Mar 23, 2021
Regulatory AUM changed
Linden Global Strategies Llc reported RAUM $742.0M, up 32% from $561.6M (2020-05-07 to 2021-03-23)
Form ADVobserved 5 days ago
$180M
Occurred
Mar 19, 2019
Regulatory AUM changed
Linden Global Strategies Llc reported RAUM $604.8M, down 85% from $4.1B (2018-02-21 to 2019-03-19)
Form ADVobserved 5 days ago
$-3.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d9098e6-d08f-eea6-ba74-23bd387e9515
First observed: Dec 15, 2011
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LINDEN GLOBAL STRATEGIES LLC

CRD 159667

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d9098e6-d08f-eea6-ba74-23bd387e9515

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LINDEN, JOSEPHINE

MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER

yes

02/2011

Mar 6, 2026

KANTER, MICHAEL, I

CHIEF FINANCIAL OFFICER

09/2012

Mar 6, 2026

NOVAK, PETER

CHIEF INVESTMENT OFFICER

01/2018

Mar 6, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$1.6B

$855M

n/a

2024

Feb 28, 2025

$1.3B

$791M

n/a

2023

Feb 29, 2024

$747M

$655M

n/a

2022

Mar 13, 2023

$687M

$608M

n/a

2021

Mar 21, 2022

$812M

$704M

n/a

2020

Mar 23, 2021

$742M

$550M

n/a

2019

Feb 18, 2020

$562M

$421M

n/a

2018

Mar 19, 2019

$605M

$536M

n/a

2017

Feb 21, 2018

$4.1B

$600M

n/a

2016

Mar 18, 2017

$5.2B

$848M

n/a

2015

Mar 29, 2016

$3.1B

$422M

n/a

2014

Mar 24, 2015

$3.2B

$305M

n/a

2013

Mar 14, 2014

$3.0B

$221M

n/a

2012

Mar 25, 2013

$3.6B

$156M

n/a

2011

Mar 13, 2012

$2.6B

$102M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.3B

22.3%

$687M

32.6%