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S•••• C• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

S•••• C• E•••••

Advisor at O•••• W•••••• I•••

Grand Rapids , MI

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Search this name across graphsid dfx:ria:7d974557-7bf3-1308-77b0-6f75734ed206

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 25, 2022	n/a	yes	Grand Rapids , MI	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 25, 2010	Apr 27, 2022	no	Grand Rapids, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	O•••• W•••••• I•••	Apr 27, 2022	Apr 25, 2022	-2	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:23131:MI:2022-04-25	Apr 27, 2022	Apr 25, 2022	GRAND RAPIDS, MI	Firm change

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 25, 2010 to Apr 27, 2022factForm ADV

Dated events

Occurred
Apr 27, 2022
Advisor changed firm
S•••• C• E••••• left M•• I•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2022-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d974557-7bf3-1308-77b0-6f75734ed206
First observed: May 25, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.