DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 25, 2021 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 10, 2016 | Jul 2, 2019 | no | JERSEY CITY, NJ | Previous registration |
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Jul 14, 2014 | Feb 22, 2016 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | OSAIC WEALTH, INC. | Jul 2, 2019 | Mar 25, 2021 | 632 | Firm change after gap | Ibd to ibd |
| CAPITAL CLIENT GROUP, INC. | EQUITABLE ADVISORS, LLC | Feb 22, 2016 | Aug 10, 2016 | 170 | Firm change | Other |