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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Murfreesboro, TN | NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 4, 2015 | n/a | yes | NASHVILLE, TN|Murfreesboro, TN | Current employment |
| M FINANCIAL ASSET MANAGEMENT, INC. | Independent wealth | Aug 5, 2009 | Nov 11, 2010 | no | PORTLAND, OR | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Jul 3, 2009 | Nov 2, 2015 | no | College Grove, TN|PORTLAND, OR|College Grove, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | M FINANCIAL ASSET MANAGEMENT, INC. | Nov 2, 2015 | Aug 5, 2009 | -2,280 | Firm change after gap | Other |
| M FINANCIAL ASSET MANAGEMENT, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 11, 2010 | Nov 4, 2015 | 1,819 | Firm change after gap | Other |