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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Dallas, TX | FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 16, 2008 | n/a | yes | Dallas, TX|FRISCO, TX | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Mar 3, 1998 | May 19, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | May 19, 2008 | May 16, 2008 | -3 | Firm change | Other |