DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Chicago, IL | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 2, 2014 | n/a | yes | Chicago, IL|Los Angeles, CA | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Aug 8, 2013 | May 27, 2014 | no | ELGIN, IL|ELGIN, IL|ELGIN, IL|WEST DUNDEE, IL|ELGIN, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | R•••••• J•••• • A••••••••• I••• | May 27, 2014 | Jun 2, 2014 | 6 | Firm change | Other |
| M••••••••• R••••••••• | P•• W••••• M••••••••• | Sep 17, 2012 | Aug 8, 2013 |
| M••••••••• R••••••••• | Bd affiliated wealth | May 10, 2007 | Sep 17, 2012 | no | WASHINGTON, DC | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Feb 26, 2004 | Sep 14, 2005 | no | BARRINGTON, IL | Previous registration |
| 325 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | M••••••••• R••••••••• | Sep 14, 2005 | May 10, 2007 | 603 | Firm change after gap | Other |