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Advisor at LPL FINANCIAL LLC
MURFREESBORO, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 2, 2023 | n/a | yes | MURFREESBORO, TN | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 6, 2012 | Feb 2, 2023 | no | GREENWOOD VILLAGE, CO|Centennial, CO | Previous registration |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | n/a | Jan 29, 2007 | Jan 6, 2012 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | LPL FINANCIAL LLC | Feb 2, 2023 | Feb 2, 2023 | 0 | Firm change | Ibd to RIA |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jan 6, 2012 | Jan 6, 2012 | 0 | Bulk transfer | Other |