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E•••••••• A•• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

E•••••••• A•• J••••

Advisor at 1••• I••••••••• C••••••• L••

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7deb4b15-f3b0-8bca-b768-b465aed3afd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1••• I••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
1••• I••••••••• C••••••• L••	Independent wealth	Oct 4, 2018	n/a	yes	San Francisco, CA	Current employment
R••• • A•••••••••	Former SEC adviser	Nov 19, 2012	Oct 5, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••• • A•••••••••	1••• I••••••••• C••••••• L••	Oct 5, 2018	Oct 4, 2018	-1	Firm change	RIA to RIA
S•• F•••••••• S••••• I••••••••• G••••	R••• • A•••••••••	Feb 16, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157807:133370:MD:2018-10-05	Oct 5, 2018	Oct 4, 2018	BALTIMORE, MD	Firm change

Relationships

Registered with (5)

→ 1••• I••••••••• C••••••• L••Registered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ R••• • A•••••••••Registered adviserregistration: previous registration
Nov 19, 2012 to Oct 5, 2018factForm ADV
→ S•• F•••••••• S••••• I••••••••• G••••Registered adviserregistration: previous registration
Apr 26, 2011 to Feb 16, 2012factForm ADV
→ H••• B••••• C•••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7deb4b15-f3b0-8bca-b768-b465aed3afd8
First observed: Mar 30, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.