DFX Intelligence

M•••••• W••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

M•••••• W••••• A•••••••

Advisor at B••••• R••• W••••• M••••••••• L••

ANCHORAGE, AK

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Search this name across graphsid dfx:ria:7def375f-5a23-5a4d-f6c7-6b1d6feb4893

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• R••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• R••• W••••• M••••••••• L••	Independent wealth	Apr 17, 2018	n/a	yes	ANCHORAGE, AK	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 23, 2004	Mar 14, 2011	no	ANCHORAGE, AK\|Anchorage, AK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	B••••• R••• W••••• M••••••••• L••	Mar 14, 2011	Apr 17, 2018	2,591	Firm change after gap	Ibd to RIA
R•• C•••••• M••••••• L••	C•••••• S••••• • C••• I•••	Sep 12, 2002	Nov 23, 2004

Relationships

Registered with (3)

→ B••••• R••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 17, 2018 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 23, 2004 to Mar 14, 2011factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 25, 2001 to Sep 12, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7def375f-5a23-5a4d-f6c7-6b1d6feb4893
First observed: Nov 25, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.