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Advisor at EQUITABLE ADVISORS, LLC
NEW YORK, NY | UNION BEACH, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 22, 2016 | n/a | yes | NEW YORK, NY|UNION BEACH, NJ | Current employment |
| THE GENWEALTH GROUP, INC. | Independent wealth | Mar 18, 2016 | Sep 8, 2016 | no | MAPLEWOOD, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 7, 2014 | Nov 11, 2014 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE GENWEALTH GROUP, INC. | EQUITABLE ADVISORS, LLC | Sep 8, 2016 | Sep 22, 2016 | 14 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | THE GENWEALTH GROUP, INC. | Nov 11, 2014 | Mar 18, 2016 | 493 | Firm change after gap | Other |