DFX Intelligence

R•••••• J•• I••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

R•••••• J•• I••••

Advisor at C•••••••

ROANOKE, VA

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Search this name across graphsid dfx:ria:7e05a80f-cf8c-fed9-3815-34b9646dc1d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 9, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 30, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	May 16, 2018	n/a	yes	ROANOKE, VA	Current employment
C•••••• C•••••• M••••••••• I••	Former SEC adviser	Jun 9, 1992	Dec 31, 2018	no	ROANOKE, VA\|ROANOKE, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• I••	C•••••••	Dec 31, 2018	May 16, 2018	-229	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
107133:175112:VA:2018-12-31	Dec 31, 2018	May 16, 2018	ROANOKE, VA	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
May 16, 2018 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 9, 1992 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e05a80f-cf8c-fed9-3815-34b9646dc1d2
First observed: Jun 9, 1992
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.