DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NI ADVISORS
Jurupa Valley, CA | MILPITAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NI ADVISORS | State registered | Jul 3, 2026 | n/a | yes | MILPITAS, CA|MILPITAS, CA | Current employment |
| HAWLEY ADVISORS | State registered | Jan 26, 2026 | n/a | yes | Jurupa Valley, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 15, 2022 | Jul 26, 2024 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| NPB FINANCIAL GROUP, LLC | Former SEC adviser | Jan 30, 2006 | Jul 15, 2022 | no | BURBANK, CA|BURBANK, CA|Calistoga, CA|Glendale, CA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Sep 10, 2001 | Jul 13, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | HAWLEY ADVISORS | Jul 26, 2024 | Jan 26, 2026 | 549 | Firm change after gap | Ibd to state RIA |
| NPB FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jul 15, 2022 | Jul 15, 2022 | 0 | Firm change | RIA to ibd |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | NPB FINANCIAL GROUP, LLC | Jul 13, 2005 | Jan 30, 2006 | 201 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137743:7717:CA:2022-07-15 | Jul 15, 2022 | Jul 15, 2022 | GLENDALE, CA | Firm change |