DFX Intelligence

M••••••• L•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

M••••••• L•••• B•••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Spring Hill, FL | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:7e1b1935-2d6f-7854-a5f6-0cb537178747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jan 13, 2026	n/a	yes	SCOTTSDALE, AZ\|Spring Hill, FL	Current employment
S•••••••• E••••• P•••••••• L•••	Independent wealth	May 28, 2024	Dec 31, 2025	no	SPRING HILL, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• E••••• P•••••••• L•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Dec 31, 2025	Jan 13, 2026	13	Firm change	RIA to RIA
V••••••• A•••••••• I•••	S•••••••• E••••• P•••••••• L•••	Apr 23, 2022	May 28, 2024

Relationships

Registered with (6)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ S•••••••• E••••• P•••••••• L•••Registered adviserregistration: previous registration
May 28, 2024 to Dec 31, 2025factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2021 to Apr 23, 2022factForm ADV
→ C••••••••• W••••• A•••••••• L••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e1b1935-2d6f-7854-a5f6-0cb537178747
First observed: Jul 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.