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Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jun 23, 2008 | n/a | yes | St. Louis, MO | Current employment |
| ESTATE PLANNING AND WEALTH STRATEGIES, INC. | n/a | Dec 19, 2003 | Mar 23, 2009 | no | CHESTERFIELD, MO | Previous registration |
| ASSET STRATEGIES, INC. | n/a | Mar 15, 2001 | Dec 10, 2003 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESTATE PLANNING AND WEALTH STRATEGIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 23, 2009 | Jun 23, 2008 | -273 | Firm change after gap | Other |
| ASSET STRATEGIES, INC. | ESTATE PLANNING AND WEALTH STRATEGIES, INC. | Dec 10, 2003 | Dec 19, 2003 | 9 | Firm change | Other |