DFX Intelligence

L•••••• R•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

L•••••• R•••••• S••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Roseville, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Apr 26, 2022	n/a	yes	Roseville, CA\|OVERLAND PARK, KS	Current employment
2•••• C•••••• M••••••••• I••	Former SEC adviser	Dec 4, 2015	Nov 7, 2022	no	Folsom, CA\|COSTA MESA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
2•••• C•••••• M••••••••• I••	P•••• C•••••• F••••••••	Nov 7, 2022	Apr 26, 2022	-195	Firm change after gap	RIA to RIA
A••••••• A••••••• S•••••••	2•••• C•••••• M••••••••• I••	Aug 10, 2017	Dec 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
281692:288712:CA:2022-11-07	Nov 7, 2022	Apr 26, 2022	COSTA MESA, CA	Firm change after gap

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Apr 26, 2022 to presentfactForm ADV
→ 2•••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Dec 4, 2015 to Nov 7, 2022factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 23, 2004 to Aug 10, 2017factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Order

Occurred
7 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 2000
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.