DFX Intelligence

Data Factory

1•• P••••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

1•• P••••••• I••••••••• M••••••••• L••

CRD 333601

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e3eede4-4f3d-6dd0-5223-535d37c10a75

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jul 15, 2026 to Jul 15, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

1•• P••••••• I••••••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

1•• P••••••• I••••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $438MItem 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $438M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M••••••• E•••	CHIEF INVESTMENT OFFICER; MEMBER	C	yes	01/2025	Jul 15, 2026	Jul 15, 2026
H•••••••• P••••••• I•••••	CHIEF EXECUTIVE OFFICER; MEMBER	C	yes	08/2024	Jul 15, 2026

Relationships

Controls (3)

← P••••••• B••••••• J•••OwnerPARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND HEAD OF OPERATIONS, ownership code NA, individual
Jul 15, 2026 to presentfactForm ADV
← B•••••• M••••••• E•••OwnerCHIEF INVESTMENT OFFICER; MEMBER, ownership code C, individual
Jul 15, 2026 to presentfactForm ADV
← H•••••••• P••••••• I•••••OwnerCHIEF EXECUTIVE OFFICER; MEMBER, ownership code C, individual
Jul 15, 2026 to presentfactForm ADV

Owns (1)

← M•••••• • S•••• D•••OwnerMEMBER WITH DISSOLUTION INTEREST, ownership code A, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e3eede4-4f3d-6dd0-5223-535d37c10a75
First observed: Jul 15, 2026
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.