This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.1 fund_share=0.88 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$768MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$768M

Private client RAUM

$78.9MderivedItem 5.D individuals plus high net worth individuals

Private client share

10%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$768Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

83

Individual clients

23

High net worth clients

27

Private funds

1Schedule D 7.B(1)

Custody, client assets

$700M

SEC number

801-63881

CIK

1383838

CRD

133941

Filings on the tape

31

First filed

Mar 26, 2012

Latest filed

Feb 23, 2026

Organised

Corporation, NC

• Occurred

  Jan 27, 2021
  Regulatory AUM changed

  Shah Capital Management reported RAUM $422.1M, up 47% from $287.6M (2020-07-01 to 2021-01-27)

  Form ADVobserved 4 days ago
  $135M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7e486ce4-a791-dc94-04f6-cfc6557b4e12

First observed

Mar 26, 2012

Last observed

Feb 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.