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Advisor at LPL FINANCIAL LLC
DEPERE, WI | GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | GREEN BAY, WI|GREEN BAY, WI|DEPERE, WI|GREEN BAY, WI|GREEN BAY, WI | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Apr 13, 2018 | Mar 24, 2021 | no | GREEN BAY, WI|DEPERE, WI|GREEN BAY, WI|GREEN BAY, WI|DENMARK, WI|GREEN BAY, WI|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | LPL FINANCIAL LLC | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |