DFX Intelligence

M•••••• R••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M•••••• R••• T••••

Advisor at H•••••• J• S••• C•••••• M••••••••• I•••

FAIRFIELD, CT | PALM BEACH GARDENS, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• J• S••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Jul 8, 2021	n/a	yes	FAIRFIELD, CT\|PALM BEACH GARDENS, FL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 17, 2018	Dec 24, 2020	no	NEW YORK, NY\|NORTH PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	H•••••• J• S••• C•••••• M••••••••• I•••	Dec 24, 2020	Jul 8, 2021	196	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
249:134510:FL:2020-12-24	Dec 24, 2020	Jul 8, 2021	NORTH PALM BEACH, FL	Firm change

Relationships

Registered with (2)

→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 8, 2021 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 17, 2018 to Dec 24, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.