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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD 156660

WESTMINSTER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e548df5-96b1-0227-51fd-85a55f797cb2

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 7
On other graphs: 0
Observed: Feb 28, 2017 to Jul 21, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $929MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $929M
Private client RAUM: $929MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $58.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 15
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 3,631
Individual clients: 883
High net worth clients: 308
Custody, client assets: $73.0M
SEC number: 801-110107
CIK: 1714506
CRD: 156660
Filings on the tape: 25
First filed: Feb 28, 2017
Latest filed: Jul 21, 2026
Organised: Corporation, CO
Website: mountaincapital.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRANDT PHILLIP BURNS	n/a	WESTMINSTER, CO	15	21	4	no
KARL RICHARD SPURZEM	Chartered Financial Analyst	WESTMINSTER, CO \| Corte Madera, CA	9	35	2	no
Narvel Isaia Casas	Certified Financial Planner	WESTMINSTER, CO	6	17	n/a	no
BRIAN JAY QUINT	Certified Financial Planner	GLENDALE, CA \| WESTMINSTER, CO	6	12	n/a	no
Michael J Pollard	n/a	WESTMINSTER, CO	5	13	n/a	no
Adam A Allgaier	Certified Financial Planner	WESTMINSTER, CO	5	10	n/a	no
John Robert Strunc	Certified Financial Planner	WESTMINSTER, CO	3	10	3	no
CONNER SCOTT MURRAY	n/a	WESTMINSTER, CO	1	10	n/a	no
MICHELLE LEE BURNS	n/a	WESTMINSTER, CO	1	15	n/a	no
JOHN ANTHONY ROCKEMAN	n/a	WESTMINSTER, CO	1	25	n/a	no
RYAN MICHAEL BUFFONE	n/a	WESTMINSTER, CO \| CHICAGO, IL	1	10	n/a	no
Parker Brandt Balstad	n/a	WESTMINSTER, CO \| COTTAGE GROVE, MN	1	10	n/a	no
JASON RANDOLPH SAUL	n/a	WESTMINSTER, CO	1	22	n/a	no
Savannah Chacon	Certified Financial Planner\|Chartered Financial Consultant	WESTMINSTER, CO	1	10	2	no
Taylor Elizabeth Schuerman	n/a	WESTMINSTER, CO	0	11	n/a	no
Zachary Robert Rhodes	n/a	WESTMINSTER, CO	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNS, BRANDT, PHILLIP	Manager	C	yes	02/2011	Feb 28, 2017	Aug 29, 2024
BURNS, MICHELLE, LEE	Secretary	C	yes	01/2015	Feb 28, 2017	Aug 29, 2024
QUINT, BRIAN, JAY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Mar 18, 2022	Aug 29, 2024
Casas, Narvel, Isaia	President	Na	no	08/2024	Mar 24, 2023	Aug 29, 2024
MERCHANT INVESTMENT MANAGEMENT, LLC	PRIVATE PARTNERSHIP	B	no	01/2022	Mar 24, 2023	Aug 29, 2024
TARRY, JORDAN, STUART	FINANCIAL ADVISOR	Na	no	01/2018	Mar 24, 2023	Aug 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$929M	$929M	17	15	4	n/a	n/a
2024	Apr 28, 2025	$745M	$745M	14	14	3	n/a	n/a
2023	Mar 11, 2024	$608M	$608M	12	12	3	n/a	n/a
2022	Mar 24, 2023	$440M	$440M	12	12	3	n/a	n/a
2021	Mar 18, 2022	$403M	$403M	12	12	3	n/a	n/a
2020	Mar 24, 2021	$326M	$326M	10	10	2	n/a	n/a
2019	Apr 13, 2020	$249M	$249M	6	6	1	n/a	n/a
2018	Mar 26, 2019	$227M	$227M	6	6	1	n/a	n/a
2017	Mar 21, 2018	$200M	$200M	5	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$929M	$745M	24.8%	$440M	28.3%	17	14	4	3

Relationships

Registered with (17)

← Zachary Robert RhodesAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← Taylor Elizabeth SchuermanAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← Savannah ChaconAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← JASON RANDOLPH SAULAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← Parker Brandt BalstadAdvisorregistration: current employment
Feb 25, 2025 to presentfactForm ADV
← RYAN MICHAEL BUFFONEAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← JOHN ANTHONY ROCKEMANAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← CONNER SCOTT MURRAYAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHELLE LEE BURNSAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← John Robert StruncAdvisorregistration: current employment
Sep 21, 2022 to presentfactForm ADV
← Adam A AllgaierAdvisorregistration: current employment
Feb 8, 2021 to presentfactForm ADV
← Michael J PollardAdvisorregistration: current employment
Nov 24, 2020 to presentfactForm ADV
← BRIAN JAY QUINTAdvisorregistration: current employment
Jul 27, 2020 to presentfactForm ADV
← Narvel Isaia CasasAdvisorregistration: current employment
May 5, 2020 to presentfactForm ADV
← KARL RICHARD SPURZEMAdvisorregistration: current employment
Jul 5, 2017 to presentfactForm ADV
← BRANDT PHILLIP BURNSAdvisorregistration: current employment
May 16, 2011 to presentfactForm ADV
← DONALD A. SAWYERAdvisorregistration: previous registration
Jan 16, 2017 to Sep 1, 2022factForm ADV

Owns (3)

← TARRY, JORDAN, STUARTOwnerFINANCIAL ADVISOR, ownership code NA, individual
Mar 24, 2023 to Aug 29, 2024factForm ADV
← Casas, Narvel, IsaiaOwnerPRESIDENT, ownership code NA, individual
Mar 24, 2023 to Aug 29, 2024factForm ADV
← MERCHANT INVESTMENT MANAGEMENT, LLCOwnerPRIVATE PARTNERSHIP, ownership code B, domestic entity
Mar 24, 2023 to Aug 29, 2024factForm ADV

Controls (3)

← BURNS, BRANDT, PHILLIPOwnerMANAGER, ownership code C, individual
Feb 28, 2017 to Aug 29, 2024factForm ADV
← BURNS, MICHELLE, LEEOwnerSECRETARY, ownership code C, individual
Feb 28, 2017 to Aug 29, 2024factForm ADV
← QUINT, BRIAN, JAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2022 to Aug 29, 2024factForm ADV

Dated events

Occurred
Mar 11, 2024
Regulatory AUM changed
Mountain Capital Investment Advisors Inc reported RAUM $608.0M, up 38% from $440.0M (2023-03-24 to 2024-03-11)
Form ADVobserved 4 days ago
$168M
Occurred
Mar 11, 2024
Control person left
Scott Conner Murray (Director Of Operations) no longer on Schedule A of Mountain Capital Investment Advisors Inc (listed 2023-03-24, absent 2024-03-11)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Donald A. Sawyer left Mountain Capital Investment Advisors Inc for Integrated Advisors Network Llc (registered 2019-11-15)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2022
Control person joined
Jay Brian Quint (Chief Compliance Officer) appeared on Schedule A of Mountain Capital Investment Advisors Inc
Form ADVobserved 4 days ago
Occurred
Mar 18, 2022
Control person joined
Scott Conner Murray (Director Of Operations) appeared on Schedule A of Mountain Capital Investment Advisors Inc
Form ADVobserved 4 days ago
Occurred
Mar 18, 2022
Control person left
William Robert Loesch (Chief Compliance Officer) no longer on Schedule A of Mountain Capital Investment Advisors Inc (listed 2021-03-24, absent 2022-03-18)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2017
First Form ADV filing
Mountain Capital Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e548df5-96b1-0227-51fd-85a55f797cb2
First observed: Feb 28, 2017
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD 156660

WESTMINSTER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e548df5-96b1-0227-51fd-85a55f797cb2

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRANDT PHILLIP BURNS

n/a

WESTMINSTER, CO

KARL RICHARD SPURZEM

Chartered Financial Analyst

WESTMINSTER, CO | Corte Madera, CA

Narvel Isaia Casas

Certified Financial Planner

WESTMINSTER, CO

n/a

BRIAN JAY QUINT

Certified Financial Planner

GLENDALE, CA | WESTMINSTER, CO

n/a

Michael J Pollard

n/a

WESTMINSTER, CO

n/a

Adam A Allgaier

Certified Financial Planner

WESTMINSTER, CO

n/a

John Robert Strunc

Certified Financial Planner

WESTMINSTER, CO

CONNER SCOTT MURRAY

n/a

WESTMINSTER, CO

n/a

MICHELLE LEE BURNS

n/a

WESTMINSTER, CO

n/a

JOHN ANTHONY ROCKEMAN

n/a

WESTMINSTER, CO

n/a

RYAN MICHAEL BUFFONE

n/a

WESTMINSTER, CO | CHICAGO, IL

n/a

Parker Brandt Balstad

n/a

WESTMINSTER, CO | COTTAGE GROVE, MN

n/a

JASON RANDOLPH SAUL

n/a

WESTMINSTER, CO

n/a

Savannah Chacon

Certified Financial Planner|Chartered Financial Consultant

WESTMINSTER, CO

Taylor Elizabeth Schuerman

n/a

WESTMINSTER, CO

n/a

Zachary Robert Rhodes

n/a

WESTMINSTER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNS, BRANDT, PHILLIP

Manager

yes

02/2011

Feb 28, 2017

Aug 29, 2024

BURNS, MICHELLE, LEE

Secretary

yes

01/2015

Feb 28, 2017

Aug 29, 2024

QUINT, BRIAN, JAY

CHIEF COMPLIANCE OFFICER

yes

01/2022

Mar 18, 2022

Aug 29, 2024

Casas, Narvel, Isaia

President

08/2024

Mar 24, 2023

Aug 29, 2024

MERCHANT INVESTMENT MANAGEMENT, LLC

PRIVATE PARTNERSHIP

01/2022

Mar 24, 2023

Aug 29, 2024

TARRY, JORDAN, STUART

FINANCIAL ADVISOR

01/2018

Mar 24, 2023

Aug 29, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$929M

n/a

2024

Apr 28, 2025

$745M

n/a

2023

Mar 11, 2024

$608M

n/a

2022

Mar 24, 2023

$440M

n/a

2021

Mar 18, 2022

$403M

n/a

2020

Mar 24, 2021

$326M

n/a

2019

Apr 13, 2020

$249M

n/a

2018

Mar 26, 2019

$227M

n/a

2017

Mar 21, 2018

$200M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$929M

$745M

24.8%

$440M

28.3%