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Advisor at KINGSWOOD WEALTH ADVISORS, LLC
Pensacola, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | Bd affiliated wealth | Jul 22, 2024 | n/a | yes | Pensacola, FL | Current employment |
| EUDAIMONIA ADVISORS LLC | Former SEC adviser | Dec 18, 2019 | Jan 22, 2025 | no | Pensacola, FL|WINCHESTER, TN|Pensacola, FL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Nov 14, 2017 | Jul 10, 2018 | no | Andalusia, AL|Memphis, TN|Andalusia, AL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Nov 13, 2017 | no | ANDALUSIA, AL|PENSACOLA, FL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jan 29, 2003 | Feb 13, 2013 | no | ANDALUSIA, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EUDAIMONIA ADVISORS LLC | KINGSWOOD WEALTH ADVISORS, LLC | Jan 22, 2025 | Jul 22, 2024 | -184 | Firm change after gap | RIA to ibd |
| B RILEY WEALTH MANAGEMENT | EUDAIMONIA ADVISORS LLC | Jul 10, 2018 | Dec 18, 2019 | 526 | Firm change after gap | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | B RILEY WEALTH MANAGEMENT | Nov 13, 2017 | Nov 14, 2017 | 1 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |