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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INDEPENDENCE CAPITAL ASSET PARTNERS, LLC

CRD 132833

DENVER, CO

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Search this name across graphsid dfx:ria:7e6b41bb-eef4-0ddb-ceda-aa40420501ef

Data as of Apr 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Apr 16, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2015-04-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 8
Accounts: 13
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $597Mgross asset value as reported per fund; never fund size
Custody, client assets: $590M
SEC number: 801-63551
CRD: 132833
Filings on the tape: 7
First filed: Mar 29, 2012
Latest filed: Apr 16, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ICAP ABSOLUTE RETURN FUND, L.P.	Hedge Fund	$227M	Apr 16, 2015	35	Mar 29, 2012	reported	021-181629
ICAP QP ABSOLUTE RETURN FUND, L.P.	Hedge Fund	$207M	Apr 16, 2015	43	Mar 29, 2012	reported	021-71815
ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD.	Hedge Fund	$133M	Apr 16, 2015	15	Mar 29, 2012	reported	021-86502
INDEPENDENCE CAPITAL APPRECIATION FUND, L.P.	Hedge Fund	$14.8M	Apr 16, 2015	7	Mar 22, 2013	reported	021-192187
LIBERTAS I, LP	Other Private Fund	$6.6M	Apr 16, 2015	5	Mar 27, 2015	reported	n/a
INDEPENDENCE CAPITAL SMALL CAP FUND, LP	Hedge Fund	$5.4M	Apr 16, 2015	5	Mar 29, 2012	reported	021-211326
INDEPENDENCE CAPITAL SELECT HEALTH CARE FUND, L.P.	Hedge Fund	$3.0M	Apr 16, 2015	2	Mar 22, 2013	reported	n/a
INDEPENDENCE CAPITAL MARKET NEUTRAL FUND, L.P.	Hedge Fund	$2.2M	Mar 22, 2013	3	Mar 22, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FALICIA, ANITA, EILEEN	CHIEF OPERATING OFFICER	Na	yes	10/2004	Mar 29, 2012	Apr 16, 2015
HILLARY, JAMES, AQUINAS	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CIO	E	yes	11/2006	Mar 29, 2012	Apr 16, 2015
SHANKER, BETH, GOLDSTEIN	CHIEF COMPLIANCE OFFICER	Na	no	03/2014	Mar 31, 2014	Apr 16, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015	$1.1B	$1.1B	16	8	n/a	7	$597M
2013	Mar 31, 2014	$888M	$888M	16	9	n/a	6	$580M
2012	Mar 22, 2013	$677M	$677M	14	7	n/a	7	$485M
2011	Mar 29, 2012	$499M	$499M	n/a	n/a	n/a	4	$333M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$1.1B	$888M	21.2%	$499M	29.1%	16	16	n/a	n/a

Relationships

Advises (8)

→ LIBERTAS I, LPPrivate fundOther Private Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ ICAP QP ABSOLUTE RETURN FUND, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ INDEPENDENCE CAPITAL APPRECIATION FUND, L.P.Private fundHedge Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ INDEPENDENCE CAPITAL SELECT HEALTH CARE FUND, L.P.Private fundHedge Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ INDEPENDENCE CAPITAL SMALL CAP FUND, LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ ICAP ABSOLUTE RETURN FUND, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ INDEPENDENCE CAPITAL MARKET NEUTRAL FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 22, 2013 to Mar 22, 2013factForm ADV

Controls (2)

← HILLARY, JAMES, AQUINASOwnerCHAIRMAN, CHIEF EXECUTIVE OFFICER, CIO, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← FALICIA, ANITA, EILEENOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← SHANKER, BETH, GOLDSTEINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e6b41bb-eef4-0ddb-ceda-aa40420501ef
First observed: Mar 29, 2012
Last observed: Apr 16, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INDEPENDENCE CAPITAL ASSET PARTNERS, LLC

CRD 132833

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e6b41bb-eef4-0ddb-ceda-aa40420501ef

Data as of Apr 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ICAP ABSOLUTE RETURN FUND, L.P.

Hedge Fund

$227M

Apr 16, 2015

Mar 29, 2012

reported

021-181629

ICAP QP ABSOLUTE RETURN FUND, L.P.

Hedge Fund

$207M

Apr 16, 2015

Mar 29, 2012

reported

021-71815

ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD.

Hedge Fund

$133M

Apr 16, 2015

Mar 29, 2012

reported

021-86502

INDEPENDENCE CAPITAL APPRECIATION FUND, L.P.

Hedge Fund

$14.8M

Apr 16, 2015

Mar 22, 2013

reported

021-192187

LIBERTAS I, LP

Other Private Fund

$6.6M

Apr 16, 2015

Mar 27, 2015

reported

n/a

INDEPENDENCE CAPITAL SMALL CAP FUND, LP

Hedge Fund

$5.4M

Apr 16, 2015

Mar 29, 2012

reported

021-211326

INDEPENDENCE CAPITAL SELECT HEALTH CARE FUND, L.P.

Hedge Fund

$3.0M

Apr 16, 2015

Mar 22, 2013

reported

n/a

INDEPENDENCE CAPITAL MARKET NEUTRAL FUND, L.P.

Hedge Fund

$2.2M

Mar 22, 2013

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FALICIA, ANITA, EILEEN

CHIEF OPERATING OFFICER

yes

10/2004

Mar 29, 2012

Apr 16, 2015

HILLARY, JAMES, AQUINAS

CHAIRMAN, CHIEF EXECUTIVE OFFICER, CIO

yes

11/2006

Mar 29, 2012

Apr 16, 2015

SHANKER, BETH, GOLDSTEIN

CHIEF COMPLIANCE OFFICER

03/2014

Mar 31, 2014

Apr 16, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 27, 2015

$1.1B

n/a

$597M

2013

Mar 31, 2014

$888M

n/a

$580M

2012

Mar 22, 2013

$677M

n/a

$485M

2011

Mar 29, 2012

$499M

n/a

$333M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$1.1B

$888M

21.2%

$499M

29.1%

n/a