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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AVALON CAPITAL MANAGEMENT

CRD 107501

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e73dc8a-ebe6-a3c7-d7f0-f67c6cc71942

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2012 to Jul 21, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $582MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $464M
Private client RAUM: $560MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $194Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 508
Individual clients: 31
High net worth clients: 129
Custody, client assets: $277M
SEC number: 801-41657
CRD: 107501
Filings on the tape: 38
First filed: Mar 24, 2012
Latest filed: Jul 21, 2026
Organised: Corporation, CA
Website: avaloncapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROSS NORMAN REVENAUGH	n/a	MENLO PARK, CA	6	18	4	no
CLARA BASILE	n/a	MENLO PARK, CA	1	34	n/a	no
KELI D COLE	n/a	MENLO PARK, CA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BASILE, CLARA	PARTNER/CHIEF EXECUTIVE OFFICER	D	yes	03/2016	Mar 24, 2012	Oct 28, 2024
Nightingale, Steven, Roy	Shareholder	A	no	08/2021	Oct 4, 2021	Oct 28, 2024
REVENAUGH, ROSS, NORMAN	PARTNER/CHIEF COMPLIANCE OFFICER	C	no	08/2021	Jul 29, 2020	Oct 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$582M	$464M	5	3	0	n/a	n/a
2024	Apr 22, 2025	$487M	$417M	5	3	0	n/a	n/a
2023	Jan 30, 2024	$400M	$394M	3	2	0	n/a	n/a
2022	Feb 21, 2023	$372M	$372M	3	2	0	n/a	n/a
2021	Mar 18, 2022	$339M	$339M	3	2	0	n/a	n/a
2020	Mar 18, 2021	$301M	$301M	5	4	0	n/a	n/a
2019	Mar 31, 2020	$246M	$246M	4	3	0	n/a	n/a
2018	Feb 14, 2019	$201M	$201M	3	3	0	n/a	n/a
2017	Mar 16, 2018	$211M	$211M	3	3	0	n/a	n/a
2016	Mar 20, 2017	$196M	$196M	4	4	n/a	n/a	n/a
2015	Mar 8, 2016	$193M	$193M	4	4	n/a	n/a	n/a
2014	Mar 10, 2015	$210M	$210M	4	3	n/a	n/a	n/a
2013	Mar 4, 2014	$208M	$208M	4	3	n/a	n/a	n/a
2012	Mar 11, 2013	$209M	$209M	4	3	n/a	n/a	n/a
2011	Mar 24, 2012	$207M	$207M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$582M	$487M	19.4%	$372M	16.1%	5	5	0	0

Relationships

Registered with (3)

← KELI D COLEAdvisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← CLARA BASILEAdvisorregistration: current employment
Feb 26, 2025 to presentfactForm ADV
← ROSS NORMAN REVENAUGHAdvisorregistration: current employment
Mar 5, 2020 to presentfactForm ADV

Controls (1)

← BASILE, CLARAOwnerPARTNER/CHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 24, 2012 to Oct 28, 2024factForm ADV

Owns (2)

← REVENAUGH, ROSS, NORMANOwnerPARTNER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 29, 2020 to Oct 28, 2024factForm ADV
← Nightingale, Steven, RoyOwnerSHAREHOLDER, ownership code A, individual
Oct 4, 2021 to Oct 28, 2024factForm ADV

Dated events

Occurred
Oct 4, 2021
Control person left
Daniel William Oberman (Vice President/Portfolio Manager) no longer on Schedule A of Avalon Capital Management (listed 2021-09-24, absent 2021-10-04)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e73dc8a-ebe6-a3c7-d7f0-f67c6cc71942
First observed: Mar 24, 2012
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVALON CAPITAL MANAGEMENT

CRD 107501

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e73dc8a-ebe6-a3c7-d7f0-f67c6cc71942

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROSS NORMAN REVENAUGH

n/a

MENLO PARK, CA

CLARA BASILE

n/a

MENLO PARK, CA

n/a

KELI D COLE

n/a

MENLO PARK, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BASILE, CLARA

PARTNER/CHIEF EXECUTIVE OFFICER

yes

03/2016

Mar 24, 2012

Oct 28, 2024

Nightingale, Steven, Roy

Shareholder

08/2021

Oct 4, 2021

Oct 28, 2024

REVENAUGH, ROSS, NORMAN

PARTNER/CHIEF COMPLIANCE OFFICER

08/2021

Jul 29, 2020

Oct 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$582M

$464M

n/a

2024

Apr 22, 2025

$487M

$417M

n/a

2023

Jan 30, 2024

$400M

$394M

n/a

2022

Feb 21, 2023

$372M

n/a

2021

Mar 18, 2022

$339M

n/a

2020

Mar 18, 2021

$301M

n/a

2019

Mar 31, 2020

$246M

n/a

2018

Feb 14, 2019

$201M

n/a

2017

Mar 16, 2018

$211M

n/a

2016

Mar 20, 2017

$196M

n/a

2015

Mar 8, 2016

$193M

n/a

2014

Mar 10, 2015

$210M

n/a

2013

Mar 4, 2014

$208M

n/a

2012

Mar 11, 2013

$209M

n/a

2011

Mar 24, 2012

$207M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$582M

$487M

19.4%

$372M

16.1%