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P••••••• P••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• P••••••• A••••••• L••

CRD 317720

CHICAGO, IL

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Search this name across graphsid dfx:ria:7e7a70d0-02ba-83b8-266b-df4072c999b4

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 2
Observed: Mar 31, 2022 to May 6, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••• P••••••• A••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

P••••••• P••••••• A••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $378MItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P• I•• C••••••••• F•••• L•••	Private Equity Fund	$308M	Aug 7, 2024	17	Mar 31, 2022	reported	021-423383
P••••••• P••••••• V• L•	Private Equity Fund	$108M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• B••••• P•••••	Member	C	yes	10/2021	Sep 12, 2023	Aug 7, 2024
M•••••• E•••• E•••••	CHIEF COMPLIANCE OFFICER & MEMBER	C	yes	10/2021	Mar 31, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• P••••••• C• M••••••••• G••••• L•••	n/a	n/a	n/a	Y	yes	n/a
P••••••• P••••••• M••••••••• G•••• I•• L•••	n/a	n/a	n/a	Y	yes	n/a
P••••••• P••••••• V• G•• L•••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	$608M	-37.8%	$260M	13.3%	12	11	0	0

Relationships

Advises (4)

→ P• I•• C••••••••• F•••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ P••••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ P••••••• P••••••• V• L•Private fundPrivate Equity Fund, IA
Jul 19, 2024 to presentfactForm ADV
→ P••••••• P••••••• I••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
P••••••• P••••••• A••••••• L•• reported RAUM $378.4M, down 38% from $608.0M (2025-03-31 to 2026-03-30)
Form ADVobserved 6 days ago
$-230M
Occurred
Mar 31, 2025
Regulatory AUM changed
P••••••• P••••••• A••••••• L•• reported RAUM $608.0M, up 43% from $425.0M (2024-08-07 to 2025-03-31)
Form ADVobserved 6 days ago
$183M
Occurred
Jul 19, 2024
Regulatory AUM changed
P••••••• P••••••• A••••••• L•• reported RAUM $425.0M, up 41% from $301.8M (2024-03-21 to 2024-07-19)
Form ADVobserved 6 days ago
$123M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e7a70d0-02ba-83b8-266b-df4072c999b4
First observed: Mar 31, 2022
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.