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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Staci Ann Mapes

Advisor at LPL FINANCIAL LLC

FOUNTAIN HILLS, AZ | LAKEWOOD, WA

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Search this name across graphsid dfx:ria:7e7c44fa-c4c9-d78b-7a26-94cf4530cf9a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Nov 2, 2001
First registration: Nov 10, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4470296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2024	n/a	yes	LAKEWOOD, WA\|FOUNTAIN HILLS, AZ	Current employment
OSAIC FS, INC.	Former SEC adviser	Feb 5, 2021	May 16, 2024	no	LAKEWOOD, WA\|VIRGINIA BEACH, VA\|LAKEWOOD, WA	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Feb 9, 2021	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Nov 10, 2005	Dec 15, 2015	no	LAKEWOOD, WA\|LAKEWOOD, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	May 16, 2024	May 16, 2024	0	Bulk transfer	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	OSAIC FS, INC.	Feb 9, 2021	Feb 5, 2021	-4	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Feb 5, 2021 to May 16, 2024factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Feb 9, 2021factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Nov 10, 2005 to Dec 15, 2015factForm ADV

Dated events

No dated event names this entity yet.