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Advisor at MML INVESTORS SERVICES, LLC
BANGOR, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 14, 2018 | n/a | yes | BANGOR, ME | Current employment |
| CANTELLA & CO., INC. | Former SEC adviser | Apr 1, 2016 | Jun 15, 2018 | no | Ellsworth, ME|Ellsworth, ME|Malden, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 12, 2013 | Apr 4, 2016 | no | ELLSWORTH, ME | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Mar 20, 2008 | Sep 21, 2011 | no | ELLSWORTH, ME|BANGOR, ME | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Jul 2, 2002 | Jan 3, 2008 | no | ELLSWORTH, ME|ELLSWORTH, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | MML INVESTORS SERVICES, LLC | Jun 15, 2018 | Jun 14, 2018 | -1 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CANTELLA & CO., INC. | Apr 4, 2016 | Apr 1, 2016 | -3 | Firm change | Other |
| OSAIC INSTITUTIONS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 21, 2011 | Aug 12, 2013 | 691 | Firm change after gap | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | OSAIC INSTITUTIONS, INC. | Jan 3, 2008 | Mar 20, 2008 | 77 | Firm change | Other |