DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
EMERYVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 5, 2025 | n/a | yes | EMERYVILLE, CA | Current employment |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Aug 21, 2017 | Jun 5, 2025 | no | Emeryville, CA|Petaluma, CA|Campbell, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• S••••• E••••• G••••• I••• | W•••••• I••••••••• S••••••••• | Dec 23, 2025 | Aug 21, 2017 | -3,046 | Firm change after gap | Other |
| W•••••• I••••••••• S••••••••• | L•• F•••••••• L•• | Jun 5, 2025 | Jun 5, 2025 |
| T•• S••••• E••••• G••••• I••• | Former SEC adviser | Jun 15, 2000 | Dec 23, 2025 | no | SAN FRANCISCO, CA|BERKELY, CA|EVANSTON, IL|EVANSTON, IL|Emeryville, CA | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | Apr 27, 2000 | Aug 21, 2017 | no | EVANSTON, IL|BERKELEY, CA|EVANSTON, IL|EMERYVILLE, CA|Portland, OR|SAN FRANCISCO, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| F•••••••• W••• G•••• | T•• S••••• E••••• G••••• I••• | Aug 21, 2017 | Jun 15, 2000 | -6,276 | Firm change after gap | Other |