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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FORCE CAPITAL MANAGEMENT, LLC

CRD 160653

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e96f82d-91f5-6a74-d2df-3267cdc9466b

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2012 to Mar 25, 2019
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.0MItem 5.F on the latest filing (2019-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $35.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $32.0M
SEC number: 801-74330
CRD: 160653
Filings on the tape: 13
First filed: Feb 16, 2012
Latest filed: Mar 25, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FORCE CAPITAL LTD	Hedge Fund	$87.0M	Jul 7, 2015	2	Feb 16, 2012	dropped	021-130826
FORCE CAPITAL II LLC	Hedge Fund	$33.0M	Mar 25, 2019	6	Feb 16, 2012	reported	021-128962
FORCE SELECT LTD	Hedge Fund	$26.2M	Mar 29, 2017	4	Feb 16, 2012	dropped	021-203530
FORCE CAPITAL II LTD	Hedge Fund	$2.0M	Mar 25, 2019	2	Feb 16, 2012	reported	021-130828
FORCE CAPITAL LLC	Hedge Fund	$0	Mar 27, 2014	0	Feb 16, 2012	dropped	021-128663

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FUCHS, STEVEN	CFO/ CHIEF COMPLIANCE OFFICER	Na	yes	01/2004	Feb 16, 2012	Mar 25, 2019
JAFFE, ROBERT, SCOTT	CEO/CIO	E	yes	01/2003	Feb 16, 2012	Mar 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JL ADVISORS II LLC	n/a	n/a	n/a	N	yes	n/a
JL ASSOCIATES II LLC	n/a	n/a	n/a	N	yes	n/a
JL ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 12, 2019	$35.0M	$35.0M	3	2	0	2	$35.0M
2017	Mar 29, 2018	$88.4M	$88.4M	4	2	0	2	$88.4M
2016	Mar 21, 2017	$193M	$193M	5	2	n/a	3	$193M
2015	Mar 19, 2016	$361M	$361M	8	4	n/a	3	$326M
2014	Mar 27, 2015	$1.1B	$1.1B	9	4	n/a	4	$866M
2013	Mar 27, 2014	$1.2B	$1.2B	11	5	n/a	5	$872M
2012	Mar 25, 2013	$887M	$887M	10	4	n/a	5	$817M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$35.0M	$88.4M	-60.4%	$361M	-54.1%	3	4	0	0

Relationships

Advises (5)

→ FORCE CAPITAL II LTDPrivate fundHedge Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ FORCE CAPITAL II LLCPrivate fundHedge Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ FORCE SELECT LTDPrivate fundHedge Fund, IA, no longer reported
Feb 16, 2012 to Mar 29, 2017factForm ADV
→ FORCE CAPITAL LTDPrivate fundHedge Fund, IA, no longer reported
Feb 16, 2012 to Jul 7, 2015factForm ADV
→ FORCE CAPITAL LLCPrivate fundHedge Fund, IA, no longer reported
Feb 16, 2012 to Mar 27, 2014factForm ADV

Controls (2)

← JAFFE, ROBERT, SCOTTOwnerCEO/CIO, ownership code E, individual
Feb 16, 2012 to presentfactForm ADV
← FUCHS, STEVENOwnerCFO/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Force Capital Management, Llc reported RAUM $88.4M, down 54% from $192.8M (2017-03-29 to 2018-03-29)
Form ADVobserved 5 days ago
$-104M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e96f82d-91f5-6a74-d2df-3267cdc9466b
First observed: Feb 16, 2012
Last observed: Mar 25, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORCE CAPITAL MANAGEMENT, LLC

CRD 160653

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e96f82d-91f5-6a74-d2df-3267cdc9466b

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FORCE CAPITAL LTD

Hedge Fund

$87.0M

Jul 7, 2015

Feb 16, 2012

dropped

021-130826

FORCE CAPITAL II LLC

Hedge Fund

$33.0M

Mar 25, 2019

Feb 16, 2012

reported

021-128962

FORCE SELECT LTD

Hedge Fund

$26.2M

Mar 29, 2017

Feb 16, 2012

dropped

021-203530

FORCE CAPITAL II LTD

Hedge Fund

$2.0M

Mar 25, 2019

Feb 16, 2012

reported

021-130828

FORCE CAPITAL LLC

Hedge Fund

Mar 27, 2014

Feb 16, 2012

dropped

021-128663

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FUCHS, STEVEN

CFO/ CHIEF COMPLIANCE OFFICER

yes

01/2004

Feb 16, 2012

Mar 25, 2019

JAFFE, ROBERT, SCOTT

CEO/CIO

yes

01/2003

Feb 16, 2012

Mar 25, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JL ADVISORS II LLC

n/a

yes

n/a

JL ASSOCIATES II LLC

n/a

yes

n/a

JL ASSOCIATES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 12, 2019

$35.0M

2017

Mar 29, 2018

$88.4M

2016

Mar 21, 2017

$193M

n/a

$193M

2015

Mar 19, 2016

$361M

n/a

$326M

2014

Mar 27, 2015

$1.1B

n/a

$866M

2013

Mar 27, 2014

$1.2B

n/a

$872M

2012

Mar 25, 2013

$887M

n/a

$817M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$35.0M

$88.4M

-60.4%

$361M

-54.1%