J•••• R••• D••

Advisor at P••••••• F•••••••• S•••••••• I•••

WEATHERFORD, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e9dea07-89ba-f311-0c2d-657b75940243

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Aug 31, 2012	n/a	yes	WEATHERFORD, TX	Current employment
S•• C•••••• A••••••• L••	Institutional manager	Feb 26, 2004	Sep 11, 2012	no	WEATHERFORD, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• C•••••• A••••••• L••	P••••••• F•••••••• S•••••••• I•••	Sep 11, 2012	Aug 31, 2012	-11	Firm change	Other

Relationships

Registered with (2)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 31, 2012 to presentfactForm ADV
→ S•• C•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 26, 2004 to Sep 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e9dea07-89ba-f311-0c2d-657b75940243
First observed: Feb 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.