C•••• M• G•••••

Advisor at P••••••• W••••• M•••••••••

Cerritos, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7eaa6ca8-1648-8f15-7ec7-ca1d7c1f83b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• M•••••••••	Independent wealth	Jan 2, 2026	n/a	yes	Cerritos, CA	Current employment
E•••••• E••••• L••	Bd affiliated wealth	Nov 3, 2021	Feb 24, 2025	no	Cerritos, CA\|Irvine, CA\|Irvine, CA\|Newport Beach, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• E••••• L••	P••••••• W••••• M•••••••••	Feb 24, 2025	Jan 2, 2026	312	Firm change	Ibd to new firm
B• R•••• W••••• A•••••••• I•••	E•••••• E••••• L••	Oct 5, 2021	Nov 3, 2021

Relationships

Registered with (6)

→ P••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ E•••••• E••••• L••Registered adviserregistration: previous registration
Nov 3, 2021 to Feb 24, 2025factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 21, 2009 to Oct 5, 2021factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Feb 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7eaa6ca8-1648-8f15-7ec7-ca1d7c1f83b9
First observed: Mar 27, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.