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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Lockett ROBEY Crowe

Advisor at CETERA INVESTMENT ADVISERS LLC

BOCA RATON, FL

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Search this name across graphsid dfx:ria:7eaf419a-4541-a3cd-2dfc-a8f96c8e50f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 30, 1999
First registration: Dec 7, 1999
Dual registered: yes, broker-dealer
Other names: ROB CROWE|LOCKETT ROB CROWE|LOCKETT ROBEY CROWE
IAPD individual key: 3160820

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 12, 2023	n/a	yes	BOCA RATON, FL	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Apr 16, 2013	May 20, 2021	no	BOCA RATON, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Apr 10, 2008	Apr 3, 2013	no	BIRMINGHAM, AL\|Birmingham, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 31, 2002	Oct 22, 2002	no	BIRMINGHAM, AL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 7, 1999	May 31, 2002	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	May 12, 2023	722	Bulk transfer	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	SUMMIT FINANCIAL GROUP INC	Apr 3, 2013	Apr 16, 2013	13	Firm change	Other
WELLS FARGO ADVISORS	CONCOURSE FINANCIAL GROUP ADVISORS	Oct 22, 2002	Apr 10, 2008	1,997	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	May 31, 2002	May 31, 2002	0	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Apr 16, 2013 to May 20, 2021factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Apr 10, 2008 to Apr 3, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 31, 2002 to Oct 22, 2002factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 7, 1999 to May 31, 2002factForm ADV

Dated events

No dated event names this entity yet.