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RIA / WealthAdvisor17 years in industry

DOUGLAS RANDOLPH MALONE

Advisor at OVERFLOW FINANCIAL

MISSOURI CITY, TX

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Search this name across graphsid dfx:ria:7eb18018-8e3a-78d1-72ec-734a18d33c36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OVERFLOW FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Feb 7, 2009
First registration: Feb 10, 2009
Dual registered: no
Other names: DOUGLAS MALONE|DOUGLAS RANDOLPH MALONE|DOUGLAS MALONE
IAPD individual key: 5562990

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OVERFLOW FINANCIAL	State registered	May 16, 2023	n/a	yes	MISSOURI CITY, TX	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 24, 2015	Oct 6, 2021	no	Houston, TX	Previous registration
EDWARD JONES	National bd RIA	Apr 30, 2009	Nov 30, 2009	no	ST LOUIS, MO\|FRESNO, TX\|MISSOURI CITY, TX	Previous registration
WADDELL & REED	Former SEC adviser	Feb 10, 2009	Apr 22, 2009	no	EDMOND, OK\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	OVERFLOW FINANCIAL	Oct 6, 2021	May 16, 2023	587	Firm change after gap	Ibd to state RIA
EDWARD JONES	MML INVESTORS SERVICES, LLC	Nov 30, 2009	Feb 24, 2015	1,912	Firm change after gap	Other
WADDELL & REED	EDWARD JONES	Apr 22, 2009	Apr 30, 2009	8	Firm change	Other

Relationships

Registered with (4)

→ OVERFLOW FINANCIALRegistered adviserregistration: current employment
May 16, 2023 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 24, 2015 to Oct 6, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 30, 2009 to Nov 30, 2009factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 10, 2009 to Apr 22, 2009factForm ADV

Dated events

No dated event names this entity yet.