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M•••••• C••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

M•••••• C••••••• M••••••

Advisor at M•••••• C••••••• L•••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C••••••• L•••••	State registered	Sep 30, 2005	n/a	yes	Houston, TX\|LEAVENWORTH, WA\|Leavenworth, WA\|LEAVENWORTH, WA	Current employment
M••••••	Former SEC adviser	Jul 23, 2018	Aug 27, 2019	no	RED LODGE, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	n/a	Aug 27, 2019	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ M•••••• C••••••• L•••••Registered adviserregistration: current employment
Sep 30, 2005 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Jul 23, 2018 to Aug 27, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 23, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.