This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

May 20, 2016

First registration

May 21, 2018

Dual registered

yes, broker-dealer

IAPD individual key

6568138

• Occurred

  Dec 16, 2024
  Advisor changed firm

  James Ross Hall left First Command Advisory Services for Allworth Financial, L.P. (registered 2025-02-27)

  Form ADVobserved 5 days ago
• Occurred

  May 31, 2023
  Advisor changed firm

  James Ross Hall left Goldman Sachs Wealth Services, L.P. for First Command Advisory Services (registered 2023-11-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7eb7dcd3-f5ed-a927-74a4-b254b52095e4

First observed

May 21, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.