I•• C• D•••

Advisor at H•••••• I••••••••• I•••

Fort Wayne, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ebf11f7-2736-8e3d-8896-1fd72534cb57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Feb 5, 2020	n/a	yes	Fort Wayne, IN	Current employment
C•••••• F•••••••• A••••••• L••	Independent wealth	Jul 10, 2009	Mar 4, 2020	no	FORT WAYNE, IN\|FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A••••••• L••	H•••••• I••••••••• I•••	Mar 4, 2020	Feb 5, 2020	-28	Firm change	RIA to RIA
C••••• A••••••• L••	C•••••• F•••••••• A••••••• L••	Jun 17, 2009	Jul 10, 2009

Relationships

Registered with (3)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Feb 5, 2020 to presentfactForm ADV
→ C•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 10, 2009 to Mar 4, 2020factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 22, 2006 to Jun 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ebf11f7-2736-8e3d-8896-1fd72534cb57
First observed: Mar 22, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.