DFX Intelligence

D••••• A•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

D••••• A•••• W•••••••

Advisor at S••••••••• C••••••••• A••••••• L••

BEAUMONT, TX

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Search this name across graphsid dfx:ria:7ec56b14-e878-0ff4-9d0a-79655f47beec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 9, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C••••••••• A••••••• L••	State registered	Jan 14, 2008	n/a	yes	BEAUMONT, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 19, 2002	Jan 14, 2008	no	WELLESLEY, MA\|WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S••••••••• C••••••••• A••••••• L••	Jan 14, 2008	Jan 14, 2008	0	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ S••••••••• C••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 14, 2008 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2002 to Jan 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ec56b14-e878-0ff4-9d0a-79655f47beec
First observed: Sep 19, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.