DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• F•••• A•••••••
WILMINGTON, NC | WINSTON SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | May 18, 2012 | n/a | yes | WILMINGTON, NC|WINSTON SALEM, NC|WINSTON SALEM, NC | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | May 21, 2012 | no | WINSTON SALEM, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W•••• F•••• A••••••• | May 21, 2012 | May 18, 2012 | -3 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Nov 28, 2007 | Jan 2, 2009 | no | WINSTON-SALEM, NC | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Oct 19, 2005 | Nov 13, 2007 | no | WINSTON-SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Dec 31, 2001 | May 3, 2005 | no | WINSTON-SALEM, NC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Nov 13, 2007 | Nov 28, 2007 | 15 | Firm change | Other |
| L••• M•••• W••• W•••••• I••••••••• | U•••• F•••••••• S••••••• G••••• I••• | May 3, 2005 | Oct 19, 2005 | 169 | Firm change | Other |