DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 143484
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FOLEY, MARK, JOSEPH | MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | C | yes | 10/2008 | Mar 22, 2012 | Apr 24, 2015 |
| LARSSON, TINA, EVA-LENA | MEMBER, CHIEF EXECUTIVE OFFICER | D | yes | 02/2007 | Mar 22, 2012 | Apr 24, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 19, 2015 | $12.0M | $12.0M | 3 | 3 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $15.0M | $15.0M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Mar 19, 2013 | $19.6M | $19.6M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $28.6M | $28.6M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $12.0M | $15.0M | -19.8% | $28.6M | -25.0% | 3 | 3 | n/a | n/a |