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Advisor at SOUND FINANCIAL ADVISORS, INC.
PORT ORCHARD, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND FINANCIAL ADVISORS, INC. | State registered | Oct 10, 1996 | n/a | yes | PORT ORCHARD, WA | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | May 24, 2012 | Dec 31, 2019 | no | Port Orchard, WA|SEATTLE, WA|MILL CREEK, WA|SEATTLE, WA|TACOMA, WA | Previous registration |
| SOUND FINANCIAL ADVISORS, INC. | State registered | Oct 10, 1996 | Dec 31, 2003 | no | SEATTLE , WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | n/a | Dec 31, 2019 | n/a | n/a | Departure no registered destination | Departure |